Music Interconnected

Jonathan L. Friedmann, Ph.D.

The study of music is usually approached with a narrow goal or point of view. An instrument is learned, a compositional technique is analyzed, a movement is surveyed, a vocal style is practiced, and so on. These different paths intersect from time to time, such that knowledge of a composer’s chronological and geographical setting informs the interpretation of a piece. Yet, by and large, “specialized studies of this type cut music off from its natural connection with the spiritual and material world, and leave out of consideration the fact that [music] is only one part of general culture.” This reminder, from Hugo Leichtentritt’s introduction to his book of Harvard University lectures, Music, History, and Ideas (1938), urges a recognition of music’s interaction with things and forces outside of it.

Not only does a piece of music reflect a cultural backdrop—which itself is informed by physical setting, political climate, social position, local language(s), etc.—but it also encompasses wide-ranging disciplines: physics, mathematics, acoustics, psychology, anatomy, physiology, literature, poetry, dancing, acting, philosophy, metaphysics—just to name a handful. This is the essence of Leichtentritt’s title Music, History, and Ideas: the three broad categories cannot be separated. Viewing music through a microscope—as isolated techniques, pieces, or genres—we neglect the many threads that stitch sound into a complex cultural and scientific fabric.

Of course, interconnectivity is not limited to music. Naturalist John Muir expanded the notion in his reflective tome, My First Summer in the Sierra (1911), about his experiences in Yosemite in 1869. In that all-encompassing environment, surrounded by intricately vibrant meadows and mountain ranges, Muir realized: “When we try to pick out anything by itself, we find it hitched to everything else in the Universe.” (An earlier version, from his journal dated July 27, 1869, records: “When we try to pick out anything by itself we find that it is bound fast by a thousand invisible cords that cannot be broken, to everything in the universe.”)

Muir’s takeaway from that first summer applies equally to music: “the lessons of unity and inter-relation.” Every rock, tree, insect, bird, stream, lake, and flower is at the same time distinct yet inextricable. None of these elements can exist independent from the others, and each invites us “to come and learn something of its history and relationship.” As a generative art form, constantly modified by interactions between musicians and musical ideas, music has a history and genealogy extending far beyond any single note, phrase, pattern, or tune. As a product of human activity and an element of human culture, music is “hitched” to everything that constitutes life itself—physically, intellectually, and spiritually.

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Music Everlasting

Jonathan L. Friedmann, Ph.D.

“There is no time like the present,” “once in a lifetime,” and other such clichés highlight an obvious truth: each moment is unrepeatable. At any point in time, we have the ability to do one thing and one thing alone. Nothing that we do, say, think, or feel can, in the strictest sense, be compared to any other. Regrets about missed opportunities are purely theoretical. Judgments and self-inventories can only be based on actual occurrences, not “what ifs.” Jean-Paul Sartre makes this point in his treatise Existentialism: “There is no genius other than one which is expressed in works of art; the genius of Proust is the sum of Proust’s work; the genius of Racine is his series of tragedies. Outside of that, there is nothing. Why say that Racine could have written another tragedy, when he didn’t write it? A man is involved in life, leaves his impress on it, and outside of that there is nothing.”

The deterministic worldview draws a similar conclusion. All facts in the physical universe—including human history—are inescapably dependent upon and conditioned by their causes. The choices we make, big and small, fit in a chain of cause and effect that yields a single outcome. Meteorologist Edward Lorenz imagined the classic example with his “butterfly effect,” wherein the distant flapping of butterfly wings influences a tornado several weeks later. The resulting chaos theory holds that the universe operates by unpredictable determinism: everything happens in an orderly pattern, but we cannot know with certainty how things will turn out until they actually happen.

Live music gives sonic expression to the unrelenting yet unpredictable uniqueness of each passing moment. In his erudite tome, A Composer’s World: Horizons and Limitations, Paul Hindemith muses on the individuality of each performance. Sound, he contends, is music’s least stable quality: “An individual piece of music, being many times reborn and going through ever renewed circles of resonant life, through repeated performances, dies as many deaths at the end of each of its phoenixlike resurrections: no stability here, but a stumbling progression from performance to performance.” Hindemith connects the frailty of sound to the fleetingness of life itself, suggesting that musical moments are just as unrepeatable as other moments. Like the passage of time, each performance is one of a kind, and each iteration evaporates as soon as it occurs.

The impression of permanence is stronger in recorded music. Listening to recordings is, of course, subject to the same forces as live performances: sounds come and go in accordance with time’s progression. The crucial difference is that the same performance can be heard again, creating a sort of conditional eternality. Rather than living, dying, and resurrecting with each performance, recorded music exists in a perpetual present tense.

This semblance of stability is wholly at variance with life’s ephemeral, deterministic trajectory. Recordings allow us to simulate everlasting moments; life pushes ahead but the music remains the same. This psychological gratification, rooted in a desire to obtain the unobtainable, accounts in part for our attraction to recorded music.

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Wrong Notes

Jonathan L. Friedmann, Ph.D.

Fidelity to the score is a defining characteristic of classical music. Pitches, values, tempi, volumes, and articulations are clearly written for meticulous enactment. In translating these symbols into sound, the musician ensures the piece’s survival even centuries after the composer’s death. There is, of course, room for (slight) variation. Because elements such as dynamics and tempo markings are at least moderately open to interpretation, no two performances will be exactly the same. Still, the faithful and accurate rendering of notes is key to the integrity—and the very existence—of a classical piece.

The foregoing outlines the nominalist theory of classical music, which defines a work in terms of concrete particulars relating to it, such as scores and performances. Because a musical piece is an audible and experiential phenomenon, which is symbolically represented in the score, it can only truly exist in performance.

This position raises two issues. The first concerns “authentic” performance. Is it enough to simply play the notes as indicated, or do those notes have to be played on the instrument(s) the composer intended? Does a cello suite played on double bass or a reduction of a symphony played on the piano qualify as an instance of the same work? How essential is the use of appropriate period instruments? These questions look for elements beyond the written notes.

The second issue centers on the notes themselves. Most performances of concert works include several wrong notes. However, we generally do not discount these performances for that reason (and we may not register the wrong notes as they are played). If all of the notes are wrong, then the work has not been performed, even if the intention is sincere. But what percentage of the notes can be wrong for the performance to qualify as the work? We might argue that the work is independent from any performance of it; but that does not satisfy the nominalist’s position.

Most discussions of musical ontology—addressing the big question, “Do musical works exist?”—are confined to classical music. Score-dependent arguments do not lend themselves to jazz, for instance, where the improvising performer composes on the spot, or certain kinds of folk music, where embellishments are commonplace and written notation is absent.

Questions about music’s ontological reality do not have easy answers, and the various philosophical camps have their weaknesses: nominalists, Platonists (who view musical works as abstract objects), idealists (who view musical works as mental entities), and so on. Whatever fruits such discourse might bear, it points to the uniquely “other” nature of music, which is both recognizable and ineffable, repeatable and singular.

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The Limits of Transmission

Jonathan L. Friedmann, Ph.D.

Since at least the Romantic period, musicians and theorists have argued that musically expressed emotions cannot be fully or adequately conveyed in words or rational concepts. Instead, music is understood as a mode of communication that bypasses ordinary language and speaks directly to the ineffable realm of the “inner life.” This emotional conveyance is typically regarded as both cultural and highly personal: conventions within a music-culture determine the generalized impressions of musical qualities, such as mode, pitch range, and tempo, but specific interactions between those qualities and the listener are not predetermined. A wide and highly variable range of factors, as unique as the listener herself, fundamentally shapes the experience.

Deryck Cooke’s influential treatise, The Language of Music (1959), proposes a more systematic approach. Through an examination of hundreds of examples of Common Practice tonality (Western tonal music since 1400), Cooke developed a lexicon of musical phrases, patterns, and rhythms linked to specific emotional meanings. In his analysis, recurrent devices are used to effect more or less identical emotional arousals, thus yielding a predictable, idiomatic language.

This theory, while helpful in identifying and organizing norms of Western music, has been criticized for omitting the role of syntax. There might be a standard musical vocabulary, but without rules for arranging constituent elements into “sentences,” there can be no consistent or independent meanings. For even the most over-used idiom, the performance and listening contexts ultimately determine the actual response.

This observation casts doubt on another of Cooke’s central claims. If, as Cooke argued, musical elements comprise a precise emotional vocabulary, then a composer can use those elements to excite his or her own emotions in the listener. This is achievable in emotive writing, such as a heartfelt poem or autobiographical account, which uses the syntactic and semantic structures of language to reference ideas, images, and experiences. However, because music lacks these linguistic features, direct emotional transmission is hardly a sure thing.

Philosopher Malcolm Budd adds an aesthetic argument to this criticism. By locating the value of a musical experience in the reception of the composer’s emotions, the piece loses its own aesthetic interest; it becomes a tool for transmitting information, rather than an opening for individually shaped emotional-aesthetic involvement. According to Budd, Cooke’s thesis, which he dubs “expression-transmission theory,” misrepresents the motivation for listening: “It implies that there is an experience which a musical work produces in the listener but which in principle he could undergo even if he were unfamiliar with the work, just as the composer is supposed to have undergone the experience he wishes to communicate before he constructs the musical vehicle which is intended to transmit it to others; and the value of the music, if it is an effective instrument, is determined by the value of this experience. But there is no such experience.”

The enduring appeal of musical language is its multivalence. Idiomatic figures may be commonplace in tonal music, but their appearance and reappearance in different pieces does not carry definite or monolithic information, whether from the composer or the vocabulary employed.

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Goal-Directed Movement

Jonathan L. Friedmann, Ph.D.

Music listening is an unfolding experience. Without prompting, the listener naturally follows the direction of a piece, traveling through its curves and contours in a linear progression toward completion. In both the Republic and Laws, Plato comments on the ability of this temporal movement to “charm” the inner life of the listener. Roger Scruton contends that the mind moves sympathetically with motion perceived in music, such that it is felt as physical motion. These and other observations address the goal-directed movement of music. The whole piece is not revealed at once or in an order or manner that the listener chooses. Musical developments, whether simple or complex, lead auditors from beginning to end.

In contrast to print communication, which can be read and reread at any pace the reader wishes, music imposes its own duration and agenda. In pre-recording days, this necessitated formalized repetitions and recapitulations to get certain messages across, hence the use of sonata form (exposition, development, recapitulation), the doubling schema of keyboard partitas (AA/BB), the verse/chorus form of folksongs (and later commercial songs), and so on. Michel Chion notes: “This enormous redundancy—which means that if we buy a recording of Bach’s English Suites that lasts an hour, we only get thirty minutes of ‘pure’ musical information—clearly has no equivalent in the visual arts of the period.” Audio recordings afford greater freedom in terms of playback and repeated listening, but each listening remains a temporal experience.

The situation is not sidestepped with printed notation. Although a score can be read and studied, similar to a book or article, the notes on a page are essentially illusory. The paper is not the music. Jean-Paul Sartre argued in L’Imaginaire, a treatise on imagination and the nature of human consciousness, that music is never located in the silent symbols of a musical score, however detailed. Using Beethoven’s Seventh Symphony as an example, Sartre explained that the inability of written notes to capture music is rooted in the nature of sound itself. Unlike something that is empirically real—defined by Sartre as having a past, present, and future—music evaporates as soon as it is heard. Each performance is basically a new creation, and, we might add, each exposure to a recording is a new experience, due to changes in the listener and her surroundings from one hearing to the next.

Time, not paper, is the fundamental surface upon which music is made. Music involves a linear succession of impulses converging toward an end. Whereas a painting or sculpture conveys completeness in space, music’s totality is gradually divulged, sweeping up the listener—and the listener’s inner life—in the process.

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Seeking Noise

Jonathan L. Friedmann, Ph.D.

“The twentieth century is, among other things, the Age of Noise.” Aldous Huxley included this statement in The Perennial Philosophy, a comparative study of world mysticisms, published in 1944. Huxley’s complaints centered on organized noise: “indiscriminate talk” and the radio, which he described as “nothing but a conduit through which pre-fabricated din can flow into our homes.” The “assault against silence” has continued unabated as the twentieth century has rolled into the twenty-first. The ubiquity of televisions, personal computers, and mobile phones has only exacerbated the problem. Such technologies present conscious and unconscious barriers to the spiritual ideal of inner calm and clear-minded contemplation.

Arguably more damaging than the intentional sound sources Huxley bemoaned are the byproduct noises of human activities. Especially intrusive are noises fitting naturalist Bernie Krause’s definition: “an acoustic event that clashes with expectation.” The tranquil lake is spoiled by buzzing jet skis and motorboats. The pristine forest is tarnished by chainsaws and overhead airplanes. According to composer and environmentalist R. Murray Schafer, who coined the term “soundscape” to describe the ever-present array of noises in our sonic environment, human beings make such noises, in part, to remind ourselves and others that we are not alone. The absence of overt human-generated sounds is for many a painful signal of solitude. Think of the person who keeps the radio or television on for companionship.

An extreme of this view equates excessive noise with human dominance and modern progress. According to Schafer, Ronald Reagan’s secretary of the interior James G. Watt declared that the more noise Americans make, the more powerful the country will appear. This perception has deep roots: cannon blasts and booming fireworks have long been associated with muscular patriotism. Schafer even remarked to Krause that if the ear-pounding decibels of the U.S. Navy Blue Angels were muted, attendance at their air shows would drop by ninety percent.

Nothing could be further from the quietude desired by mystics, who not only strive to muzzle external sounds, but also to cultivate silence of mind. This is hardly the default mode of modernity. As Huxley put it: “Physical noise, mental noise and noise of desire—we hold history’s record for all of them.” Instead of seeking silence, most people seek its opposite.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Autonomous Art

Jonathan L. Friedmann, Ph.D.

A rallying cry was heard in nineteenth-century France: “l’art pour l’art”—“art for art’s sake.” Against a backdrop of scholasticism, scientific thinking, and hostility toward “useless” art, French writers argued that the greatest value of art was not some external aim, but self-sufficiency. Art’s highest goal was to exist in its own formal perfection and be contemplated as an end in itself.

This formed the basis of aestheticism, or the aesthetic movement—an approach with ideological ties to Immanuel Kant’s Critique of Aesthetic Judgment (1790), which presents the “pure” aesthetic experience as the “disinterested” contemplation of an object that “pleases for its own sake,” without making reference to reality or claims to utility or morality. More directly, French aestheticism was rooted in Théophile Gautier’s witty defense of his assertion that art is useless (in the preface to Mademoiselle de Maupin, 1835).

Aestheticism was developed by poet Charles Baudelaire, who was greatly influenced by Edgar Allan Poe’s claim, made in “The Poetic Principle” (1850), that the supreme work is a “poem per se.” This governing ideal influenced many other writers, and spread into Victorian England through Walter Pater, Oscar Wilde, Lionel Johnson, and others. Instrumental music, because of its absence of words, was sometimes touted as the apex of this artistic aspiration. Pater famously remarked, “all art constantly aspires towards the condition of music.”

Meanwhile, German romanticists of the nineteenth century promoted self-sufficiency as a musical ideal. In contrast to programmatic music, which has a specific purpose, story, theme, or sung text, so-called “absolute music” was music for its own sake. Poets such as E. T. A. Hoffmann and Ludwig Tieck conceived of instrumental music as the language of a higher realm, and celebrated music’s potential for non-representation and non-conceptualization—qualities that led Kant to dismiss music as “more entertainment than culture” in his Critique of Aesthetic Judgment.

“Absolute music” actually began as a pejorative term, coined by Richard Wagner to expose the limitations of instrumental music and support his own view of opera’s superiority. For Wagner, music without signification was not only ludicrous, but had no right to exist. Proponents of “music per se” held the opposite view: music can (and should) express nothing other than music itself.

In practice, a pure listening experience is unobtainable. Exposure to musical sounds, whether or not they carry explicit meanings, invariably comes with a host of influencing factors, including social conditioning, cultural context, momentary disposition, and mental/emotional associations. Our responses to music, in turn, transcend strictly musical considerations.

That being said, we might choose to hear pieces as (more or less) autonomous works, or read into them extra-musical connotations, either stemming from our own backgrounds or the composers’. However, rarely (if ever) are these avenues of perception clearly bifurcated; we may favor hearing music as absolute or programmatic, but conceptual colorations are impossible to avoid. As Mark Evan Bonds writes in his recent book, Absolute Music: The History of an Idea, “[W]e are most likely to hear [musical pieces] as some combination of the two. But that is a choice we make and not a quality inherent in the works themselves. Neither mode of listening is superior to the other, and the notion that we can hear them in exclusively one way or the other is in any case deeply suspect.”

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Between Past and Present

Jonathan L. Friedmann, Ph.D.

In his little book on modern art, Art and the Question of Meaning, Catholic theologian Hans Küng draws parallels between certain theological and aesthetic positions. Ideological historicism is a theology/artistic preference centered on a specific past, as if God or art had found its one and only true form in some bygone era. This position elevates the old as “a model, something to be imitated, not merely evoked,” and sees subsequent developments as evidence of decline. Ideological futurism, on the other hand, seeks a vision of God/art freed from the shackles of the past. It embraces the latest theological/artistic expressions as the very best, as if every new insight or technique is, by virtue of its newness, a positive advancement. The golden age is perpetually in the future: “every revolt [is] itself a great renewal” and “a new beginning [has] to be made again and again at zero.”

Although Küng focuses on the intersection of theology and visual arts (specifically painting), his comments apply equally to music. There are longstanding ideological debates between musical preservationists and innovationists. We might place the collector who touts the eternal supremacy of ragtime records on the historicism end, and the indie rock connoisseur who constantly looks for undiscovered bands on the futurism end.

Küng finds flaws in both positions. Ideological historicism—whether in theology, visual arts, music, or anything else—betrays not only “creative weakness,” “intellectual impotence,” and “anemic scholasticism,” but also a paralyzing belief in humanity’s downward spiral. Ideological futurism maintains the false notion that a break from the past always results in something better, no matter how ephemeral it proves to be.

Küng locates the solution to both extremes in a realistic grounding in the present. We are, in his words, “finite, defective beings and yet beings of infinite expectation and yearning.” Expectation here is an awareness of what has come before: the theological/artistic conditions set by ages of evolving thought and creative endeavors. Yearning refers to what is yet to be: new creations that are consciously or unconsciously indebted to the past and present. For the theologian, artist, or musician occupying this humble balance, “the momentary impression will be important for his art, but will not become an ideology, will not become impressionism.”

Küng does not use “impressionism” in the sense of the French movement or other “in-the-moment” artistic methods. Rather, it is a belief in an unhistorical “eternal” present that denies any linkage with past or future. The remedy for such faulty ideological impressionism—as well as for ideological historicism and ideological futurism—is finding comfort in a nowness that thoughtfully balances a recognition of heritage with an openness to new possibilities.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

To Jargon or Not to Jargon

Jonathan L. Friedmann, Ph.D.

Art historian Bernard Berenson described the transformative potential of gazing at visual art, “when the spectator is at one with the work of art he is looking at, or with actuality of any kind that the spectator himself sees in terms of art, as form and colour. He ceases to be his ordinary self, and the picture or building, statue, landscape, or aesthetic actuality is no longer outside himself. The two become one entity; time and space are abolished and the spectator is possessed by one awareness.” Berenson compared this moment to a flash of “mystic vision,” when the workaday mind is muted and perceptive faculties transcend their ordinary functions.

This articulation of experientialism, which values experience as a source of truth, contrasts with intellectualism, where knowledge is derived from reason. The latter is characteristic of Marxist theorist Theodor W. Adorno, whose studies of the arts comprise over half of his oeuvre. Adorno used his considerable intellect to criticize jazz, the “in-the-moment” art par excellence, and popular music, which encourages pre-rational engagement. In fairness, he was less concerned with the substance of “pop” than with its capitalist producers and passive consumers. He viewed popular music as evidence of a devious hegemony rooted in the “industrialization of culture,” which conditions passive listeners to hardly listen at all.

This argument has some validity. Listening habits are standardized through exposure to “hits” and popular styles, such that listeners essentially know what will happen in a song before they hear it. As R. C. Smith, a philosopher of science and defender of Adorno, notes: “In the world of mass produced music, in the very experience itself, standardisation acts as a sort of regularisation of sensational patterns. As a result of the conformity of these patterns there is a sort of lulling effect which, in a manner of speaking, is almost (inter)subjectively stunting.”

What these social critiques overlook is the music’s experiential impact. The transcendence Berenson described can occur with any art form, regardless of its origins, intentions, or predictability. In the subjective, spontaneous, and totalizing moment, all that exists is the experience itself. Analysis is as impossible as it is superfluous.

Experientialism finds its opposite in Adorno’s writings, which have been called “excessively negative,” “excessively ornamented,” and “excessively difficult.” The complexity of his German prose made early English translations unreliable, and his esoteric vocabulary can obscure his insights. Adorno was critical of this tendency in others, as evidenced in his attack on the language of Martin Heidegger (Jargon der Eigentlichkeit). Yet he admitted in a footnote to that work: “Even he who despises jargon is by no means secure from infection by it—consequently all the more reason to be afraid of it.”

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Objective and Subjective Emotions in Music

Jonathan L. Friedmann, Ph.D.

“I consider that music is, by its very nature, essentially powerless to express anything at all, whether a feeling, an attitude of mind, a psychological mood, a phenomenon of nature, etc. Expression has never been an inherent property of music.” This oft-quoted statement from Igor Stravinsky’s 1936 autobiography Chronicles of My Life remains hotly debated. It seems to fly in the face of intuition, which automatically senses in music a definite emotional quality. Postmodern deconstructionists have taken Stravinsky’s statement to its extreme, discounting an essential relationship between music and emotions, and arguing that music can only express musicality itself. Nonmusical associations—emotional, symbolic, and visual impressions—have nothing to do with music per se, but instead prove the human tendency to endow everything in our environment with animate qualities. Advocates of this view, like Peter Kivy and Malcolm Budd, agree especially with the second part of Stravinsky’s statement: “If, as is nearly always the case, music appears to express something, this is only an illusion and not a reality. It is simply an additional attribute which, by tacit and inveterate agreement, we have lent it, thrust upon it, as a label, a convention—in short, an aspect we have come to confuse, consciously or by force of habit, with its essential being.”

Stravinsky’s words might confound listeners of his music, which elicits a range of deeply emotional responses. However, his comment speaks more to process than impact. It articulates a formalist position, wherein music’s meaning is determined by form. Music invariably produces emotions, but it does not embody them. This viewpoint marked a shift from nineteenth-century romanticism, which valued irrationality, spontaneity, and transcendence over Enlightenment ideals of reason, order, and materiality.

Importantly, 1936 was the middle of Stravinsky’s neoclassicist period, bookended between a Russian “neo-primitive” period (1907-1919) and a period of serialism (1954-1968). Neoclassicism was a return to compositional attributes favored in the late eighteenth and early nineteenth centuries, including light textures, conciseness, conventional forms (dance suites, sonata forms, etc.), and tonality (more a reaction to modernism than to romanticism). It was not simply an imitative movement: “neo” denotes both return and innovation. Even Stravinsky’s dry and Bach-like Octet for wind instruments (1923)—an early effort dismissed in the press as a bad joke—bears the composer’s signature.

Stravinsky clarified his rejection of romanticism and its “supernatural muse” in Poetics of Music (1947): “Invention presupposes imagination but should not be confused with it. For the act of invention implies the necessity of a lucky find and of achieving full realization of this find.” Fellow twentieth-century composer Aaron Copland saw in Stravinsky’s approach the beginnings of objectivism, which came to dominate concert music as the twentieth century marched toward the twenty-first.

Unlike the overly expressive music of the Romantics, which expands harmony, dynamics, and form to transmit intensely personal sentiments, Classical and modern works, while sonically light years apart, share an air of impersonality. Construction precedes and produces expression, rather than the other way around. Thus, as Copland wrote in The New Music, 1900-1960, there is “no need, therefore, to concentrate on anything but the manipulation of the musical materials, these to be handled with consummate taste and craftsmanslike ability.”

Viewed in this light, Stravinsky’s provocative stance on music and emotion really answers a question of style: Should emotions drive composition (Romantic-subjective) or derive from it (Classical-objective)? The broader issue of whether feelings originate within musical sounds or are grafted onto them seems almost moot. Not to sidestep the debate entirely, but the experience remains emotional all the same.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.