Category Archives: perception

Literature as Music

Jonathan L. Friedmann, Ph.D.

Aspects of music can be spatially represented through notation and recording, which freeze moments in time. But, as an experiential medium, which relies on performance and audition, music reveals itself in the present tense. This temporal quality is not only thought to distinguish music from spatial arts, such as illustration, sculpture, jewelry, and ceramics, but also from written language, which cements ideas and oral expression into fixed letters. However, this characterization has its limits.

Author Anthony Burgess restricts the framing of words as concrete objects to informational writing. Scientific texts, legal documents, historical records, and other types of non-fiction primarily appeal to reason rather than imagination. They are written for study, reference, and comparison to other writings in the field. Their words are artifacts to be mulled over, digested, quoted, and critiqued. Contrastingly, Burgess sees literature as a “twin of music,” which, like music, occurs in real-time, transcends physical space, and manifests in the imagination.

Burgess’s interest in the link between music and literature stems from his biography. Best known for his 1962 novel A Clockwork Orange, featuring a deranged gang leader obsessed with Beethoven’s Ninth Symphony, Burgess was also a composer of some 150 works, most of which have been lost. He wished the public would view him as a musician who writes novels, rather than a novelist who composes music on the side. Yet, in his memoir, This Man & Music, Burgess concedes: “I have practiced all my life the arts of literary and musical composition—the latter chiefly as an amateur, since economic need forced me to spend most of my time producing fiction and literary journalism.”

Burgess’s fiction brims with musical content, from characters who are musicians or music lovers, to writing styles that consciously borrow from sonata form, symphonic form, and the like. Stressing literature’s performative essence, Burgess complains: “We have come to regard the text as the great visual reality because we confuse letters as art with letters as information.” While non-fiction works might be understood as monuments of human thought, literature is a lived experience akin to traveling through a piece of music.

This discussion has more to say about literature than it does about music. Like the poet E. T. A. Hoffman, another composer who made his living in words, Burgess idealized creative writing as an art approaching music. Central to his argument is the conception of time as the canvas upon which both art forms take shape, and imagination as the invisible realm where their meaning is made.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

 

The Limits of Transmission

Jonathan L. Friedmann, Ph.D.

Since at least the Romantic period, musicians and theorists have argued that musically expressed emotions cannot be fully or adequately conveyed in words or rational concepts. Instead, music is understood as a mode of communication that bypasses ordinary language and speaks directly to the ineffable realm of the “inner life.” This emotional conveyance is typically regarded as both cultural and highly personal: conventions within a music-culture determine the generalized impressions of musical qualities, such as mode, pitch range, and tempo, but specific interactions between those qualities and the listener are not predetermined. A wide and highly variable range of factors, as unique as the listener herself, fundamentally shapes the experience.

Deryck Cooke’s influential treatise, The Language of Music (1959), proposes a more systematic approach. Through an examination of hundreds of examples of Common Practice tonality (Western tonal music since 1400), Cooke developed a lexicon of musical phrases, patterns, and rhythms linked to specific emotional meanings. In his analysis, recurrent devices are used to effect more or less identical emotional arousals, thus yielding a predictable, idiomatic language.

This theory, while helpful in identifying and organizing norms of Western music, has been criticized for omitting the role of syntax. There might be a standard musical vocabulary, but without rules for arranging constituent elements into “sentences,” there can be no consistent or independent meanings. For even the most over-used idiom, the performance and listening contexts ultimately determine the actual response.

This observation casts doubt on another of Cooke’s central claims. If, as Cooke argued, musical elements comprise a precise emotional vocabulary, then a composer can use those elements to excite his or her own emotions in the listener. This is achievable in emotive writing, such as a heartfelt poem or autobiographical account, which uses the syntactic and semantic structures of language to reference ideas, images, and experiences. However, because music lacks these linguistic features, direct emotional transmission is hardly a sure thing.

Philosopher Malcolm Budd adds an aesthetic argument to this criticism. By locating the value of a musical experience in the reception of the composer’s emotions, the piece loses its own aesthetic interest; it becomes a tool for transmitting information, rather than an opening for individually shaped emotional-aesthetic involvement. According to Budd, Cooke’s thesis, which he dubs “expression-transmission theory,” misrepresents the motivation for listening: “It implies that there is an experience which a musical work produces in the listener but which in principle he could undergo even if he were unfamiliar with the work, just as the composer is supposed to have undergone the experience he wants to communicate before he constructs the musical vehicle which is intended to transmit it to others; and the value of the music, if it is an effective instrument, is determined by the value of this experience. But there is no such experience.”

The enduring appeal of musical language is its multivalence. Idiomatic figures may be commonplace in tonal music, but their appearance and reappearance in different pieces does not carry definite or monolithic information, whether from the composer or the vocabulary employed.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Sound as Object

Jonathan L. Friedmann, Ph.D.

After World War II, audio recordings gradually replaced sheet music as the dominant means of distributing music to consumers. As a result, the musical centerpiece of the family home moved from the piano to the hi-fi system and, consequently, from active music-making to audition and record collecting. The LP (3313 rpm, long-playing, microgroove vinyl disc), introduced by Columbia Records in 1948, revolutionized the music industry. Along with changing habits of consumption, records transformed basic perceptions about music. Fleeting sounds became fixed objects.

Recordings had been around since Thomas Edison’s mechanical phonograph cylinder, patented in 1878. Within two decades, commercial recordings and distribution grew into an international industry. Popular titles at the beginning of the twentieth century sold millions of units. Gramophone records, which were easier to manufacture, ship, and store, hit the shelves around 1910, and subsequent advances in technology made audio recordings increasingly accessible. Still, sheet music—and the piano playing it depended on—remained king. The wholesale value of printed sheet music more than tripled between 1890 and 1909, when 25,000 songs were copyrighted in the U.S. Sheet music sales totaled 30 million copies in 1910. The popularity of printed music continued through the 1940s. An article in Variety on October 4, 1944 boasted “Sheet Music Bizz at 15-Year Crest.”

Sales declined precipitously as the 1940s moved into the 1950s. The days when hit songs were fueled by a combination of sheet music and, secondarily, record sales gave way to our recording-dominated era. A Variety article from November 21, 1953 captured the turning point: “Publishing Industry Alarmed by Pop Sheet Music Decline.”

The current ubiquity of recordings is the culmination of a centuries-long effort to mechanically reproduce sound—an evolution that began with musical notation and continued with programmable devices (hydro-powered organs, musical clocks, music boxes, player pianos, and the like). However, earlier inventions still required manual engagement and/or autonomous real-time devices/instruments. With recordings, sounds disembodied from their performance could be played back at any time. Music itself became the object.

Michel Chion details seven ways recording technology facilitated the objectification of music: (1) capturing ephemeral sound vibrations and converting them into a permanent medium; (2) facilitating telephony, or the retransmission of sounds at a distance from their original source; (3) enabling new ways of systematic acousmatization, or the ability to hear without seeing; (4) allowing sounds to be amplified and de-amplified through electronic manipulation, as opposed to the crescendo or decrescendo of live instruments; (5) affording phonofixation, or the fixing of sounds and reuse of fixed sounds in the recording studio; (6) paving the path toward phonogeneration, or the creation of sound “out of nothing” by way of synthesizers and computers; (7) giving engineers the ability to reshape sounds through editing, processing, and manipulation.

This last effect, in particular, contributes to Chion’s view of sounds converted into objects: “recording has been—above all from the moment that it enabled editing—the first means ever in history to treat sounds, fleeting things, as objects: that is to say, both in order to grasp them as objects of observation and in order to modify them—to act on their fixed traces.” Likewise, the listener’s control over recordings—through pausing, skipping forward, changing volume, using multiple devices, etc.—furthers the impression of music’s “thing-ness.”

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Goal-Directed Movement

Jonathan L. Friedmann, Ph.D.

Music listening is an unfolding experience. Without prompting, the listener naturally follows the direction of a piece, traveling through its curves and contours in a linear progression toward completion. In both the Republic and Laws, Plato comments on the ability of this temporal movement to “charm” the inner life of the listener. Roger Scruton contends that the mind moves sympathetically with motion perceived in music, such that they are felt as physical motion. These and other observations address the goal-directed movement of music. The whole piece is not revealed at once or in an order or manner that the listener chooses. Musical developments, whether simple or complex, lead auditors from beginning to end.

In contrast to print communication, which can be read and reread at any pace the reader wishes, music imposes its own duration and agenda. In pre-recording days, this necessitated formalized repetitions and recapitulations to get certain messages across, hence the use of sonata form (exposition, development, recapitulation), the doubling schema of keyboard partitas (AA/BB), the verse/chorus form of folksongs (and later commercial songs), and so on. Michel Chion notes: “This enormous redundancy—which means if we buy a recording of Bach’s English Suites that lasts an hour, we only get thirty minutes of ‘pure’ musical information—clearly has no equivalent in the visual arts of the period.” Audio recordings afford greater freedom in terms of playback and repeated listening, but each listening remains a temporal experience.

The situation is not sidestepped with printed notation. Although a score can be read and studied, similar to a book or article, the notes on a page are essentially illusory. The paper is not the music. Jean-Paul Sartre argued in L’Imaginaire, a treatise on imagination and the nature of human consciousness, that music is never located in the silent symbols of a musical score, however detailed. Using Beethoven’s Seventh Symphony as an example, Sartre explains that the inability of written notes to capture music is rooted in the nature of sound itself. Unlike something that is empirically real—defined by Sartre as having a past, present, and future—music evaporates as soon as it is heard. Each performance is basically a new creation, and, we might add, each exposure to a recording is a new experience, due to changes in the listener and her surroundings from one hearing to the next.

Time, not paper, is the fundamental surface upon which music is made. Music involves a linear succession of impulses converging toward an end. Whereas a painting or sculpture conveys completeness in space, music’s totality is gradually divulged, sweeping up the listener—and the listener’s inner life—in the process.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

The Original Echo Chamber

Jonathan L. Friedmann, Ph.D.

“A temple is a landscape of the soul. When you walk into a cathedral, you walk into a world of spiritual images. It is the mother womb of your spiritual life—mother church.” These words from mythologist Joseph Campbell touch on the primitive spatial and acoustic appeal of Medieval and Renaissance cathedrals. Campbell connects the sensation to that of pictograph-adorned Paleolithic caves, which were also likely used for mystical and spiritual ceremonies. The melodic conventions and vocal techniques adapted to these acoustically active stone-walled spaces—epitomized by the straight, drawn-out, and separated tones of Latin ecclesiastical chant—exploit the echo chamber effect, creating an all-encompassing sonic and physical experience. As I explain in an earlier blog post, these ethereal sounds became synonymous with the cosmic voice.

The impression of safety and repose these spaces provide is captured in Campbell’s phrase, “the mother womb.” This image can be taken a step further. The sonically induced, archaic feelings take us back to the literal womb: the original acoustic envelope where direct and indirect sounds are experienced as an undifferentiated gestalt. Psychoanalyst Didier Anzieu describes it as a “sonorous bath”: a lulling sense of weightlessness, rebirth, and being transported.

The ear awakens during the fourth month of fetal development. By week twenty-five, the cochlea—the ear’s frequency analyzer—reaches adult size. From that point forward, the fetus receives, processes, and responds to a growing array of amalgamated sounds, including pressure variations in the bodily walls, two cycles of heartbeats (the mother’s and her own), and acoustic input from outside the womb. The unfiltered sounds are presumably analogous to those heard in a reverberating space, such as a cave or cathedral.

Only in early childhood does the ear begin to categorize different sounds. Following R. Murray Schafer’s concept of the “soundscape,” or the combination of acoustic signals heard in an immersive environment, normally functioning ears automatically distinguish between background and foreground signals, both natural and human-made. This behavior, which combines innate capacity and cultural conditioning, is not present in the echoing womb. The lively reverberations, so closely associated with sacred spaces, recall that original echo chamber. Indeed, conceptions of God (or gods) as compassionate, protecting, loving, comforting, and so forth may even be rooted in this simulated return to the womb.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Ignoring Noise

Jonathan L. Friedmann, Ph.D.

As a rule, musical sounds are more clearly distinguished from non-musical sounds (the sounds of “reality”) than visual arts are distinguished from the shapes and colors of the visible world. What makes a photograph, abstract painting, or found object distinct from non-art is more difficult to pinpoint than what makes music sound like music. Satirist Ambrose Bierce addressed this in The Devil’s Dictionary, which defines painting as “The art of protecting flat surfaces from the weather and exposing them to the critic.” The viewing venue, in other words, plays a central role in the creation and perception of visual arts. (Marcel Duchamp’s Fountain, a porcelain urinal signed “R. Mutt,” is an extreme example.) Contrastingly, music is invisible, and thus cannot be confused with visible forms; it has no direct analog in the physical world.

Music is a culturally defined sonic phenomenon that, while impossible to define universally, is immediately recognized when heard in its cultural setting. Historically in the West, this has included a division between “pure” tones and “disordered” or “unwanted” sounds, generally called “noise.” Physics seems to support this bifurcation. While the various sound waves produced by music can be isolated into individual frequencies, with some being more dominant than others, noise contains jumbled frequencies of sound without a dominant frequency. However, ambiguity lurks beneath this observation. Despite Western music’s self-perception of “noiselessness,” such sounds do exist within the organized matrix of frequencies.

Performers, scholars, and aficionados have long understood Western music (esp. concert music) as purified of noise. This assumption surfaces in descriptions of non-European musics. As Dena J. Epstein chronicles in her book, The Folk Banjo: A Documentary History, European travelers and missionaries regularly described the timbres of African vocals and instruments as “crude,” “wild,” “peculiar,” strange,” “weird,” or “noise.” Contemporary ethnomusicologists credit “ethnic” musics for retaining noisy elements, and eschewing—or never developing—the Western affinity for “pure” tones. The African mbira, or thumb piano, is a favorite example. Bottle caps and snail shells are attached to the soundboard and resonator, creating a buzz that muddies the otherwise focused timbre of the plucked idiophone. Efforts to reintroduce “noisiness” into Western music, notably with fuzz and overdrive guitar distortion, is sometimes heard as an aspirational return to naturalistic sound, albeit through electronic means.

All of this overlooks the presence of noise in even the most cleaned-up Western musical forms. The scraping of the bow against a violin string; the clacking of the keys on a clarinet; the sliding on the fingerboard of an acoustic guitar. According to filmmaker and composer Michel Chion, author of Sound: An Acoulogical Treatise, the Western listener tends to “scotomize,” or mentally delete, these sounds. Moreover, studio recordings tend to minimize or mute out such idiosyncrasies. “On the other hand,” writes Chion, “recordings of so-called traditional musics are often made by and for people who find something charming about such noises, and such documentations strive to preserve them and even to emphasize them in the recording process.”

Chion’s compositional medium, musique concrète, places all sorts of sounds into a musically organized framework. Compositions consist of multifarious field recordings, which are modified by altering pitch and intensity, extending or cutting off, adding echo effects, playing backwards, and so on. [Listen to Chion’s Requiem]. The finished piece is an artistic unity that challenges standard ideas about music. It can also train us to hear assembled noises as musical, and to listen for noise elements in conventional music.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Gesture Toward the Infinite

Jonathan L. Friedmann, Ph.D.

The gradual decrease in volume toward silence, known as the fade-out, was once a ubiquitous part of popular music. One of the earliest fade-outs took place during a 1918 concert of Gustav Holst’s The Planets. The women’s choir sang in a room offstage for the concluding “Neptune” movement. As the piece neared its end, a door to the room was slowly closed. The contrivance was effective: the celestial chorus drifted into silence, conjuring the expansiveness of the cosmos and the remoteness of the gas giant—then thought to be the furthest planet from the Sun (an honor Neptune reclaimed in 2006 when Pluto was demoted to a “dwarf planet”).

A similarly “organic” fade-out is heard on an 1894 recording of the “Spirit of ’76,” during which a fife and drum band seem to get closer and then march away. The effect was achieved by carrying the phonograph toward and away from the sound’s source. With the advent of electrical recordings in the 1920s, engineers were able to decrease amplification, a process made easier with magnetic tape recordings beginning in the 1940s. The first pop hit to end with a fade was the R&B crossover song “Open the Door, Richard!” (1946), by saxophonist Jack McVea. The technique became commonplace between the 1950s and 80s. Each of Billboard’s top ten songs from 1985 ended with a fade-out.

The fade-out initially served a practical aim. In the 1940s and 50s, engineers often used the device to shorten songs that exceeded radio’s “three-minute rule,” or to fit them on one side of a vinyl single. The 1960s saw the fade-out as a creative avenue, especially in psychedelic and electronic music. The ending of the Beatles’ “Hey Jude” (1968) fades over four minutes of repeated choruses. Other artists, like Stevie Wonder, used fade-outs to cut loose with ad-lib lyrics and extended jam sessions.

David Huron, an expert in music cognition, appreciates the fade-out as something beyond a practical solution or creative outlet. Commenting on Holst’s “Neptune” in his book, Sweet Anticipation: Music and the Psychology of Expectation, Huron notes: “With a fade-out, music manages to delay closure indefinitely. The ‘end’ is predictable, even though the music doesn’t ‘stop.’ The ‘stop’ gesture is replaced by a gesture toward the ‘infinite.’”

The fade-out, with its impression of unresolved infiniteness, fell out of favor during the 1990s. (The only recent hit featuring the device is Robin Thicke’s retro homage “Blurred Lines,” 2013.) Popular music historian William Weir connects the decline to the development of the Need for Closure Scale (1993) and psychology’s wider embrace of the concept of closure—a goal better achieved when a song concludes with a “cold ending.” Weir concedes that this explanation may be a stretch, pointing to the rise of iPods and DJs, which have created a “skip culture” (using songwriter/producer Itaal Shur’s term), where we are accustomed to skipping from song to song before they end. Why bother with the last few seconds if nobody ever hears them? Yet, even then, we experience a kind of infinity: the never-ending medley.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.