Category Archives: emotions

The Limits of Transmission

Jonathan L. Friedmann, Ph.D.

Since at least the Romantic period, musicians and theorists have argued that musically expressed emotions cannot be fully or adequately conveyed in words or rational concepts. Instead, music is understood as a mode of communication that bypasses ordinary language and speaks directly to the ineffable realm of the “inner life.” This emotional conveyance is typically regarded as both cultural and highly personal: conventions within a music-culture determine the generalized impressions of musical qualities, such as mode, pitch range, and tempo, but specific interactions between those qualities and the listener are not predetermined. A wide and highly variable range of factors, as unique as the listener herself, fundamentally shapes the experience.

Deryck Cooke’s influential treatise, The Language of Music (1959), proposes a more systematic approach. Through an examination of hundreds of examples of Common Practice tonality (Western tonal music since 1400), Cooke developed a lexicon of musical phrases, patterns, and rhythms linked to specific emotional meanings. In his analysis, recurrent devices are used to effect more or less identical emotional arousals, thus yielding a predictable, idiomatic language.

This theory, while helpful in identifying and organizing norms of Western music, has been criticized for omitting the role of syntax. There might be a standard musical vocabulary, but without rules for arranging constituent elements into “sentences,” there can be no consistent or independent meanings. For even the most over-used idiom, the performance and listening contexts ultimately determine the actual response.

This observation casts doubt on another of Cooke’s central claims. If, as Cooke argued, musical elements comprise a precise emotional vocabulary, then a composer can use those elements to excite his or her own emotions in the listener. This is achievable in emotive writing, such as a heartfelt poem or autobiographical account, which uses the syntactic and semantic structures of language to reference ideas, images, and experiences. However, because music lacks these linguistic features, direct emotional transmission is hardly a sure thing.

Philosopher Malcolm Budd adds an aesthetic argument to this criticism. By locating the value of a musical experience in the reception of the composer’s emotions, the piece loses its own aesthetic interest; it becomes a tool for transmitting information, rather than an opening for individually shaped emotional-aesthetic involvement. According to Budd, Cooke’s thesis, which he dubs “expression-transmission theory,” misrepresents the motivation for listening: “It implies that there is an experience which a musical work produces in the listener but which in principle he could undergo even if he were unfamiliar with the work, just as the composer is supposed to have undergone the experience he wants to communicate before he constructs the musical vehicle which is intended to transmit it to others; and the value of the music, if it is an effective instrument, is determined by the value of this experience. But there is no such experience.”

The enduring appeal of musical language is its multivalence. Idiomatic figures may be commonplace in tonal music, but their appearance and reappearance in different pieces does not carry definite or monolithic information, whether from the composer or the vocabulary employed.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

The Evolution of Song

Jonathan L. Friedmann, Ph.D.

The earliest rudiments of musical expression were most likely vocal. This basic premise connects diverse speculations about music’s origins. Whether music—broadly defined as structured, controlled, and purposeful sound—began with grunts of aggression, wails of pain, mating howls, or infant-directed communication, the vocal instrument was the source from which it sprang. Despite the lack of records stretching back hundreds of thousands of years, speculative musicologists have sketched cursory evolutions of vocal music. According to Alfred Einstein, the eon-spanning process had three stages: pathogenic (emotion-born), logogenic (language-born), and melogenic (melody-born). This hypothesis, presented in his 1954 essay “Word and Music,” is unique for its qualitative editorializing. In Einstein’s view, the combination of voice and music becomes increasingly problematic as the stages unfold.

The first stage, pathogenic music, represents the “starkest expression of pure emotion.” Einstein viewed the spontaneous, wordless tones of so-called “primitives” as the most pristine type of vocal music. Beyond romanticizing the “noble savage,” he argued that “the meaningful word weakens rather than strengthens such pure expression, since convention tends to attenuate it.” The union of word and music pollutes the original purity.

The degrading effect is less pronounced in stage two: logogenic music. In word-born song, melodic shape, movement, phrasing, and cadences are directed by the ebb and flow of a text, rather than a consistent beat or meter. It is a form of musical grammar—sometimes called speech-melody or stylized speaking—wherein accents and inflections are stressed through unobtrusive, arhythmic, word-serving melodic figures. Such is the mode of Greek epic poetry, Gregorian plainchant, and Jewish scriptural cantillation. Logogenic music has its own disadvantage—namely, the neutralizing of emotion. Because the music serves the text with formulaic motives (described by Einstein as a “minimum of music”), the same sounds are invariably used to transmit texts of varying thematic and emotional content. In this sense, it is the opposite of pathogenic vocalizing.

The third stage is song proper: a short poem or set of words fitted to a metrical tune. By and large, musical considerations, like rhythm and melody, outweigh textual concerns. Although songs often grow from or reflect upon emotional states, the rules of style and form tend to restrain raw feelings. The structure limits the amount of syllables available, and the measured phrases reduce word options. The result is filtered sentiment—a contrast to both unfettered pathogenic music and text-first logogenic music.

Without doubt, Einstein’s scheme has its weaknesses. Not only is the evolution of song non-linear (all three forms still exist today), but blending is also not uncommon. For instance, blues singing, which adheres to highly conventional forms, is known for its “pure emotion.” Within a strict melogenic framework, short phrases and repeated words convey rich layers of emotional content. Even so, Einstein’s three-stage outline raises awareness of the potential impediments of the various types of vocal music. Knowledge of these built-in barriers can help the performer or songwriter transcend them in their own musical quests.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Nostalgic Healing

Jonathan L. Friedmann, Ph.D.

There was a time, not so long ago, when nostalgia was classified as a mental disorder. Psychology texts from the nineteenth and twentieth centuries described nostalgia as a form of “melancholia,” an “immigrant psychosis,” and a “monomaniacal obsessive mental state causing intense unhappiness.” These negative views inherited the term’s original connotation, as coined by Swiss doctor Johannes Hoffer in 1688. He called it a “neurological disease of essentially demonic cause.”

Nostalgia has accumulated positive associations in recent years. Pop culture “nostalgia dealers,” specializing in vinyl records, comic books, and motion picture reboots, capitalize on the public’s unbridled embrace of a wistful longing for the past. Social media sites like Facebook make it possible to stay in touch with people from different stages of our lives, fortifying links between who we were and who we are today. This healthy sense of self-continuity begins in young children, who fondly reminisce about birthdays and family vacations.

A host of social-psychological studies have found nostalgia to be effective in counteracting loneliness, easing anxiety, increasing generosity, and strengthening relationships. Even when yearnings stir bittersweet emotions, they imbue our lives with meaning and make the end of life less frightening. Dr. Clay Routledge of North Dakota State University observes: “Nostalgia serves a crucial existential function. It brings to mind cherished experiences that assure us we are valued people who have meaningful lives. Some of our research shows that people who regularly engage in nostalgia are better at coping with concerns about death.”

Music is a favorite nostalgia tool for laypeople and researchers alike. An experiment conducted by Routledge and colleagues showed that playing hit songs from the past makes life seem “worth living” and wards off despair. Psychologists in the Netherlands found that listening to nostalgic songs makes people feel physically warmer.

study from Scotland’s Glasgow Caledonian University tested the effects of music listening on the perception and tolerance of experimentally induced cold pressor pain. Fifty-four participants were subjected to three cold pressor trials. The first was accompanied by white noise, the second by specially designed “relaxation music,” and the third by the participants’ chosen music. When listening to preferred music, participants tolerated the pain stimulus significantly longer than when listening to white noise or relaxation music. They also reported having a much greater sense of control when hearing their chosen music.

While this study did not involve nostalgic music, per se, we can assume that at least some of the favored music fit that description. We might even expect stronger coping from expressly nostalgic music. Not only does this put to question the comparative efficacy of music marketed for healing (the type featuring drawn-out tones, flowing rhythms, atmospheric drones, and minimal chord changes), but it also suggests that the best music for mood regulation may be totally idiosyncratic: my nostalgia is not necessarily your nostalgia. Wistful affection, in short, is a key factor when considering music for pain relief, well-being, and life-affirmation.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Musical Aesthetics

Jonathan L. Friedmann, Ph.D.

Aesthetics is classically defined as the study of the beautiful in art. Thomas Henry Huxley, a Victorian biologist best remembered as “Darwin’s bulldog,” set the definition as a list: a beauty in appearance, visual appeal, an experience, an attitude, a property of something, a judgment, and a process. This expanded meaning touches on the original Greek aisthesis, which deals with feelings and sensations. Aesthetics, in this sense, is not limited to the thing itself, but rather is a holistic term encompassing the focal point—the object, performance, atmosphere, etc.—and the experience of and response to that focal point.

However, Huxley’s elucidation, like many others, suffers from an over-emphasis on beauty. While aesthetic engagement often involves perceptions of beauty, this is not the only (or even foremost) criterion of artistic merit. Art can be aesthetically satisfying without necessarily being “beautiful” in the conventional sense of eliciting pleasure.

Applied to music, aesthetics might be conceived as the relationship of music to the human senses. Rather than judging whether or not a composition is beautiful, or why one piece is more beautiful than another, attention shifts to the interplay between musical stimuli and the interior realm of sensations. The onus of appraisal moves from the cold tools of theoretical analysis to the auditor.

For some thinkers, this is the only appropriate location for aesthetic assessment. Nineteenth-century philosopher Arthur Schopenhauer argued that music taps into channels of pure emotions: “Music does not express this or that particular and definite joy, this or that sorrow or pain, or horror, or delight, or merriment, or peace of mind; but joy, sorrow, pain, horror, delight, merriment, peace of mind themselves, to a certain extent in the abstract, their essential nature, without accessories, and therefore without their motives.” T. H. Yorke Trotter, founder and principal of the Incorporated London Academy of Music, echoed Schopenhauer in a 1907 lecture, stating that, while other art forms awaken ideas and images that act on the feelings, music directly stirs “dispositions which we translate by the vague terms, joy, sadness, serenity, etc.”

In this revised view, aesthetic value does not depend on the micro or macro features of a piece, per se, but on how one responds to those features. Emotional arousals are instant aesthetic judgments. It is no accident that the perceived qualities of a piece or passage mirror the responses induced: joyful, mournful, serene, and so forth. The intensity of the emotion might separate one piece from another, but the immediacy of the music—as Schopenhauer and Yorke described it—seems to defy such classifications. Among other things, integrating (or equating) aesthetics with emotions underscores the subjectivity of the topic, and highlights the interconnectedness and simultaneity of stimulus, experience, and evaluation.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Musical (Nearly) Universals

Jonathan L. Friedmann, Ph.D.

Human universals refer to aspects of culture, language, behavior, and psyche found in historically and geographically distributed human populations. These include, but are by no means limited to, tools and tool-making, grammar and syntax, myths and proverbs, social groups and kinship systems, mores and moral codes, facial recognition and psychological defenses, and gestures and emotional displays. Some of these are universals of classification, as opposed to universals of content: they share common patterns and purposes, but not necessarily individual elements.  Myths and languages, for example, take on many different forms and meanings, but their presence in widely varied societies make them universal categories.

Music is universal in this classificational sense. While a universally applicable definition of music seems impossible, no human society, past or present, has been without some type of culturally intelligible musical expression. Anthropologists and aestheticians highlight dissimilarities in styles and sounds, and modern music-makers push barriers beyond what is normatively called “music.” Yet within the overwhelming variety and complexity reside ubiquitous acoustic cues.

Psychological studies have uncovered an array of associations between general musical sounds (i.e., not tied to a specific genre or music-culture) and human responses. Loud music, for instance, tends to increase psychological arousal. Lower pitches are perceived as negative or aggressive, whereas higher pitches are heard as positive or submissive. Vibrato tends to evoke strong emotionality, while sudden or unexpected sounds tend to startle. Auditors synchronize body movements with music’s temporal organization. Cuteness is conveyed through certain resonant cavities (roughly 20 milliliters in volume), such as ocarinas and music boxes, which apparently trigger nurturing behaviors associated with infant vocalizations. Other cues suggest a link between vocal tendencies and musical expression, such as intensified speech (angry, fearful, happy, etc.) with faster tempi.

As this partial list suggests, similar responses to similar characteristics persist across the human experience, even as the music itself can differ dramatically. This seems to go against the “incommensurability thesis,” which posits that because objects, concepts, and behaviors have very specific meanings for the groups that produce them, they must therefore be utterly unique. However, without denying music’s irreducible diversity, associations appear to cut through culturally specific signatures. Underlying the wide range of rhythms, tonalities, modalities, and timbres are basic and essentially predicable emotional responses.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.

Objective and Subjective Emotions in Music

Jonathan L. Friedmann, Ph.D.

“I consider that music is, by its very nature, essentially powerless to express anything at all, whether a feeling, an attitude of mind, a psychological mood, a phenomenon of nature, etc. Expression has never been an inherent property of music.” This oft-quoted statement from Igor Stravinsky’s 1936 autobiography Chronicles of My Life remains hotly debated. It seems to fly in the face of intuition, which automatically senses in music a definite emotional quality. Postmodern deconstructionists have taken Stravinsky’s statement to its extreme, discounting an essential relationship between music and emotions, and arguing that music can only express musicality itself. Nonmusical associations—emotional, symbolic, and visual impressions—have nothing to do with music per se, but instead prove the human tendency to endow everything in our environment with animate qualities. Advocates of this view, like Peter Kivy and Malcolm Budd, agree especially with the second part of Stravinsky’s statement: “If, as is nearly always the case, music appears to express something, this is only an illusion and not a reality. It is simply an additional attribute which, by tacit and inveterate agreement, we have lent it, thrust upon it, as a label, a convention—in short, an aspect we have come to confuse, consciously or by force of habit, with its essential being.”

Stravinsky’s words might confound listeners of his music, which elicits a range of deeply emotional responses. However, his comment speaks more to process than impact. It articulates a formalist position, wherein music’s meaning is determined by form. Music invariably produces emotions, but it does not embody them. This viewpoint marked a shift from nineteenth-century romanticism, which valued irrationality, spontaneity, and transcendence over Enlightenment ideals of reason, order, and materiality.

Importantly, 1936 was the middle of Stravinsky’s neoclassicist period, bookended between a Russian “neo-primitive” period (1907-1919) and a period of serialism (1954-1968). Neoclassicism was a return to compositional attributes favored in the late eighteenth and early nineteenth centuries, including light textures, conciseness, conventional forms (dance suites, sonata forms, etc.), and tonality (more a reaction to modernism than to romanticism). It was not simply an imitative movement: “neo” denotes both return and innovation. Even Stravinsky’s dry and Bach-like Octet for wind instruments (1923)—an early effort dismissed in the press as a bad joke—bears the composer’s signature.

Stravinsky clarified his rejection of romanticism and its “supernatural muse” in Poetics of Music (1947): “Invention presupposes imagination but should not be confused with it. For the act of invention implies the necessity of a lucky find and of achieving full realization of this find.” Fellow twentieth-century composer Aaron Copland saw in Stravinsky’s approach the beginnings objectivism, which came to dominate concert music as the twentieth century march toward the twenty-first.

Unlike the overly expressive music of the Romantics, which expands harmony, dynamics, and form to transmit intensely personal sentiments, Classical and modern works, while sonically light years apart, share an air of impersonality. Construction precedes and produces expression, rather than the other way around. Thus, as Copland wrote in The New Music: 1900-1960, there is “no need, therefore, to concentrate on anything but the manipulation of the musical materials, these to be handled with consummate taste and craftsmanship alike.”

Viewed in this light, Stravinsky’s provocative stance on music and emotion really answers a question of style: Should emotions drive composition (Romantic-subjective) or derive from it (Classical-objective)? The broader issue of whether feelings originate within musical sounds or are grafted onto them seems almost moot. Not to sidestep the debate entirely, but the experience remains emotional all the same.

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.


The Useful and the Useless

Jonathan L. Friedmann, Ph.D.

Among the many definitions of beauty is the one most operative in our everyday lives: the pleasing or attractive features of something or someone. This is beauty in the intuitive or experiential sense; we know it when we sense it. Aesthetic snap-judgments of this sort and the disagreements they ignite recall the cliché, “There’s no accounting for taste,” and its Latin predecessor, de gustibus non est disputandum (“It must not be argued about taste”). This does not mean that taste is thoroughly or hopelessly subjective. Anthropologists and evolutionary biologists have uncovered basic universal principles of art. For example, philosopher Denis Dutton observed that we find beauty in things done especially well, while anthropologist Ellen Dissanayake contends that “decorating” was a crucial way our ancestors marked off practices essential to physical and cultural survival, such as hunting, peacemaking, and rites of passage. Yet, once we move beyond the baseline acceptance of the existence of beauty and its importance in human life, opinions take over and vary widely.

Historically, aesthetics has been a difficult subject to intellectualize. George Santayana observed in The Sense of Beauty (1896) that, as a philosophical subject, beauty has “suffered much from the prejudice against the subjective.” This is mitigated in part by the inclusion of art history and critical theory under the philosophical umbrella. Yet, such efforts highlight rather than bypass the fundamental obstacle of personal taste: in order for beauty to be taken seriously, it must be removed from the proverbial beholder’s eye and placed in some externalized rubric. Santayana summed it up: “so strong is the popular sense of the unworthiness and insignificance of things purely emotional, that those who have taken moral problems to heart and felt their dignity have often been led into attempts to discover some external right and beauty of which our moral and aesthetic feelings should be perceptions or discoveries, just as our intellectual activity is, in men’s opinion, a perception or discovery of external fact.” In other words, if beauty (and morality) cannot find footing in objective truth, they are forever doomed to triviality.

The dismissal of emotions runs counter to the biological-anthropological theories alluded to above. Whereas philosophers tend to view beauty as an end and art “for its own sake,” evolutionary theorists investigate the basis for art’s emergence and persistence as a cross-cultural phenomenon. For them, what constitutes the beautiful from one person or group to the next is less important than its functionality. Beauty and utility are not at odds, but are instead inextricably linked.

In a way, our aesthetic judgments harmonize the philosophical and biological-anthropological sides of this debate. On the one hand, we over-rely on the moral-philosophical categories of “good” and “bad” when describing art, giving the impression of absolute or empirical standards, whether or not they actually exist. On the other hand, these designations stem from a functionalist response: “good” means useful; “bad” means “useless” (or “less useful”). A painting or musical composition might be beautiful according to academic standards, but fail to move us on a personal level. We can intellectually appreciate its creativity and execution without being emotionally attracted to it. Likewise, something of lesser technical quality can be strikingly beautiful if it serves a purpose. As Baruch Spinoza put it in his Ethics (1677): “By good I mean that which we certainly know to be useful to us.”

Visit Jonathan’s website to keep up on his latest endeavors, browse his book and article archives, and listen to sample compositions.